Can I Recover from My Stock Broker? Your Securities Loss Rights

If you have lost money in the stock market due to the wrongful actions of your financial advisor or broker, you may be able to recover your losses.

It occurs all too often: a brokerage firm fails to supervise its brokers who place customers in unsuitable investments, churn accounts, trade without authorization, “sell away,” omit material information, breach their fiduciary duty, commit fraud, and similar misdeeds. Sadly, due to embarrassment, pride, fear, or a lack of understanding of how they lost money, many investors and their loved ones fail to enforce their rights to recover losses under securities law.

We can explore what really occurred with your investments, why you may not be to blame, and what rights you may have to recover your losses. We will often take cases on contingency: if you don’t get paid, we don’t get paid.