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Investment & Securities Fraud

Attorney Mark C. Santi combines his experience in complex commercial litigation with a passion for vigorously representing victims of investment-professional misconduct nationwide. Mr. Santi prides himself in providing clients with clear, practical, results-driven advice.

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The 10 Most Common FINRA Securities Arbitration Claims in 2012

If you lost money in the stock market due to your broker’s misconduct, chances are your claim will be handled by the Financial Industry Regulatory Authority (FINRA). According to FINRA, it is the largest securities dispute resolution forum in the world, handling 99% off all securities arbitration claims involving customers of brokerage firms.

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